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Regulation of Greenhouse Gas Emissions from International Shipping and Jurisdiction of States

Tanaka, Yoshifumi

The regulation of greenhouse gas emissions from international shipping is becoming a matter of increasing concern. Two issues arise in particular. The first issue concerns the elaboration of rules on this subject. In this regard, Annex VI of the International Convention for the Prevention of Pollution from Ships (MARPOL), amended in 2011, constitutes a key instrument because it was the first legally binding climate change instrument since the Kyoto Protocol. The second issue relates to effective compliance with relevant rules. While the flag State has the primary responsibility to implement relevant rules concerning the regulation of greenhouse gas emissions from international shipping, the flag State responsibility alone is inadequate to secure effective compliance with relevant rules. Thus, there is a need to examine the question whether and to what extent coastal and port States can regulate greenhouse gas emissions from vessels in international law. This article seeks to address these two issues. The article concludes that while port States can perform a valuable role in effectuating global rules provided in MARPOL Annex VI, port State control encounters several challenges. Thus, securing compliance with relevant rules should be an important issue in the regulation of greenhouse gas emissions from international shipping.

Review of European, Comparative & International Environmental Law, 25( 3) / 2016
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The South China Sea arbitration: Environmental obligations under the Law of the Sea Convention

Tanaka, Yoshifumi

This case note analyses the marine environmental protection issues that arose in the 2016 South China Sea arbitration. Given that the South China Sea includes highly productive fisheries and extensive coral reef ecosystems, the alleged breach of environmental obligations under the United Nations (UN) Convention on the Law of the Sea was important in this arbitration. The Arbitral Tribunal examined three obligations concerning marine environmental protection under the UN Convention on the Law of the Sea: the obligation of due diligence; the obligation to conduct an environmental impact assessment; and the obligation to cooperate. The Tribunal's arbitral award contributes to the clarification of the interpretation of relevant provisions concerning marine environmental protection under the Convention. Furthermore, a remarkable feature of the arbitration was that the Tribunal appointed experts to have an independent opinion with regard to environmental damages arising from China's activities in the South China Sea. The use of experts in the South China Sea arbitration is worth noting, since scientific evidence is of particular importance in the settlement of international environmental disputes.

Review of European, Comparative & International Environmental Law, 27(1) / 2018
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Reflections on the Implications of Environmental Norms for Fishing: The Link between the Regulation of Fishing and the Protection of Marine Biological Diversity

Tanaka, Yoshifumi

The aim of this article is to examine the implications of environmental norms for fishing by analysing the South China Sea and Chagos Marine Protected Area cases. In so doing, the article considers the link between the regulation of fishing and the protection of marine biological diversity. Specifically, three issues are to be examined: (1) the implications of Articles 192 and 194(5) of the UN Convention on the Law of the Sea for the regulation of environmentally harmful fishing, (2) the implications of Article 194 of the Convention for the fishing rights of a state, and (3) balance between environmental considerations and the fishing rights of a state. In this connection, the article argues that environmentally harmful fishing can be regarded as a key concept when considering the regulation of fishing from the viewpoints of marine environmental protection.

International Community Law Review, 22(3-4) / 2020
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Benefit of speed reduction for ships in different weather conditions

Taskar, Bhushan; Andersen, Poul

Currently, the shipping industry is facing a great challenge of reducing emissions. Reducing ship speeds will reduce the emissions in the immediate future with no additional infrastructure. However, a detailed investigation is required to verify the claim that a 10% speed reduction would lead to 19% fuel savings (Faber et al., 2012).

This paper investigates fuel savings due to speed reduction using detailed modeling of ship performance. Three container ships, two bulk carriers, and one tanker, representative of the shipping fleet, have been designed. Voyages have been simulated by modeling calm water resistance, wave resistance, propulsion efficiency, and engine limits. Six ships have been simulated in various weather conditions at different speeds. Potential fuel savings have been estimated for a range of speed reductions in realistic weather.

It is concluded that the common assumption of cubic speed-power relation can cause a significant error in the estimation of bunker consumption. Simulations in different seasons have revealed that fuel savings due to speed reduction are highly weather dependent. Therefore, a simple way to include the effect of weather in shipping transport models has been proposed.

Speed reduction can lead to an increase in the number of ships to fulfill the transport demand. Therefore, the emission reduction potential of speed reduction strategy, after accounting for the additional ships, has been studied. Surprisingly, when the speed is reduced by 30%, fuel savings vary from 2% to 45% depending on ship type, size and weather conditions. Fuel savings further reduce when the auxiliary engines are considered.

Transportation Research Part D: Transport and Environment, Volume 85 / 2020
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The Logic of Business vs. the Logic of Energy Management Practice: Understanding the Choices and Effects of Energy Consumption Monitoring Systems in Shipping Companies

Taudal Poulsen, René; Johnson, Hannes

A major part of the world fleet of more than 47,000 merchant ships operates under conditions that hamper energy efficiency and efforts to cut CO2 emissions. Valid and reliable data sets on ships' energy consumption are often missing in shipping markets and within shipping organizations, leading to the non-implementation of cost-effective energy efficiency measures. Policy makers are aiming to remedy this, e.g., through the EU Monitoring, Verification and Reporting scheme. In this paper, current practices for energy consumption monitoring in ship operations are explored based on interviews with 55 professionals in 34 shipping organizations in Denmark. Best practices, which require several years to implement, are identified, as are common challenges in implementing such practices—related to data collection, incentives for data misreporting, data analysis problems, as well as feedback and communication problems between ship and shore. This study shows how the logic of good energy consumption monitoring practices conflict with common business practices in shipping companies – e.g., through short-term vessel charters and temporary ship organizations – which in turn can explain the slow adoption of energy efficiency measures in the industry. This study demonstrates a role for policy makers or other third parties in mandating or standardizing good energy consumption monitoring practices beyond the present requirements.

Journal of Cleaner Production, Volume 112 / 2016
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Fuel consumption and emission reduction of marine lean-burn gas engine employing a hybrid propulsion concept

Tavakoli, Sadi; Bagherabadi, Farmyard Maleki; Schramm, Jesper; Pedersen, Eilif

As the emission legislation becomes further constraining, all manufacturers started to fulfill the future regulations about the prime movers in the market. Lean-burn gas engines operating under marine applications are also obligated to enhance the performance with a low emission level. Lean-burn gas engines are expressed as a cleaner source of power in steady loading than diesel engines, while in transient conditions of sea state, the unsteadiness compels the engine to respond differently than in the steady-state. This response leads to higher fuel consumption and an increase in emission formation. In order to improve the stability of the engine in transient conditions, this study presents a concept implementing a hybrid configuration in the propulsion system. An engine model is developed and validated in a range of load and speed by comparing it with the available measured data. The imposed torque into the developed engine model is smoothed out by implementing the hybrid concept, and its influence on emission reduction is discussed. It is shown that with the hybrid propulsion system, the NOX reduces up to 40% because of the maximum load reduction. Moreover, eliminating the low load operation by a Power Take In during incomplete propeller immersion, the methane slip declines significantly due to combustion efficiency enhancement.

International Journal of Engine Research / 2021
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Impacts of short-term measures to decarbonize maritime transport on perishable cargoes

Thalis P. Zis, Harilaos N. Psaraftis

The International Maritime Organization (IMO) has adopted a strategy to reduce emissions from international shipping that sets very ambitious targets. The first set of actions, so-called short-term measures, are expected to be implemented by 2023 and result in a reduction of emission intensity by at least 40% by 2030 compared with 2008 levels. Compliance may be achieved through a reduction in sailing speeds, but certain countries have raised concerns on the ramifications of longer transit times on their exports, particularly for perishable products. In this paper, we present a methodology to assess the impacts of various short-term measures on perishable products. We use an extension of a nested modal split model to examine shifts towards other modes of transport. We demonstrate our methodology with a transpacific case study carrying perishable products from South America to China. We compare the short-term measures currently under discussion, in one of the first academic studies to explore these issues. These include a speed limit approach, a power limit, and a goal-based measure. Our results show that a power limit or a goal-based measure would offer some advantages to liner shipping operators using more efficient vessels, unlike a speed limit. Using 2008 as the benchmark year has resulted in small speed reductions required by the liner shipping sector to reach its targets. For perishable cargoes, small speed reductions can be tolerated by the shippers without significant modal shift. Choosing the right short-term strategy is of utmost importance to promote clean shipping practices in the following years.

Maritime Economics & Logistics / 2021
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Decarbonizing maritime transport: A Ro-Pax case study

Thalis P.V. Zis*, Harilaos N. Psaraftis, Fabian Tillig, Jonas W. Ringsberg

In an effort to reduce carbon emissions from international shipping, the International Maritime Organization (IMO) developed its initial strategy in April 2018 setting ambitious targets for the sector. According to the initial strategy, greenhouse gas (GHG) emissions from international shipping need to be reduced by at least 50% by 2050, and the CO2 emissions intensity by 40% by the year 2030, both compared to the 2008 levels. In order to achieve these goals, a combination of operational measures, investments in emissions abatement technology, and market-based measures will be necessary. The goals currently do not differentiate among different shipping sectors, and each sector faces different challenges. In this paper, we focus on short sea shipping (SSS), and on Ro-Pax services in particular that in general have not been examined thoroughly in the literature. We examine the emissions reduction potential of several measures, and we assess their efficacy compared with the targets set by the IMO initial strategy. The paper shows that the examined measures are not sufficient on their own to achieve the desired levels of reductions, and that a combination will be necessary, while technological solutions will need to be made more competitive through market based instruments.

Research in Transportation Business and Management / 2020
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Design and application of a key performance indicator (KPI) framework for autonomous shipping in Europe

Thalis P.V. Zis, Harilaos N. Psaraftis, Martina Reche-Vilanova

The European Union (EU) transport policy recognizes the importance of the waterborne transport systems as key elements for sustainable growth in Europe. By 2030, 30% of total road freight over 300 km should shift to rail or waterborne transport, and more than 50% by 2050. Thus far, this ambition has failed but there have been several project initiatives within the EU to address these issues. In one of these projects, we consider a new waterborne transport system for Europe that is green, robust, flexible, more automated and autonomous, and able to connect both rural and urban terminals. The purpose of this paper is to describe work and preliminary results from this project. To that effect, and in order to assess any solutions contemplated, a comprehensive set of Key Performance Indicators (KPIs) has been defined, and three specific use cases within Europe are examined and evaluated according to these KPIs. KPIs represent the criteria under which the set of solutions developed are evaluated, and also compared to non-autonomous solutions. They are grouped under economic, environmental and social KPIs. KPIs have been selected after a consultation process involving project partners and external Advisory Group members. Links to EU transport and other regulatory action are also discussed.

Maritime Transport Research / 2023
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Design and application of a key performance indicator (KPI) framework for autonomous shipping in Europe

Thalis P.V. Zis, Harilaos N. Psaraftis, Martina Reche-Vilanova

The European Union (EU) transport policy recognizes the importance of the waterborne transport systems as key elements for sustainable growth in Europe. By 2030, 30% of total road freight over 300 km should shift to rail or waterborne transport, and more than 50% by 2050. Thus far, this ambition has failed but there have been several project initiatives within the EU to address these issues. In one of these projects, we consider a new waterborne transport system for Europe that is green, robust, flexible, more automated and autonomous, and able to connect both rural and urban terminals. The purpose of this paper is to describe work and preliminary results from this project. To that effect, and in order to assess any solutions contemplated, a comprehensive set of Key Performance Indicators (KPIs) has been defined, and three specific use cases within Europe are examined and evaluated according to these KPIs. KPIs represent the criteria under which the set of solutions developed are evaluated, and also compared to non-autonomous solutions. They are grouped under economic, environmental and social KPIs. KPIs have been selected after a consultation process involving project partners and external Advisory Group members. Links to EU transport and other regulatory action are also discussed.

Maritime Transport Research / 2023
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