In an effort to reduce the environmental impacts of maritime transportation, the International Maritime Organization (IMO) designated special Sulphur Emission Control Areas (SECAs) where ships are required to use low-sulphur fuel. In January 2015, the sulphur limit within SECAs was lowered to 0.1%, which can only be achieved if vessels are using pricier ultra-low sulphur fuel, or invest in abatement technologies. The increased operating costs borne by Ro-Ro operators in SECAs due to the stricter limits can result in the shutting down of some routes and a redistribution of cargo flows with land-based alternatives. The exact repercussions of the new sulphur limits are difficult to identify in the wake of significant recent reductions of the fuel prices for both low-sulphur and heavy fuel oil. This paper presents a modal split model that estimates modal shifts vis-a-vis competing maritime and land-based modes available to shippers. This allows examining the implications of the recent low prices to modal choice, and the influence a potential increase in fuel prices may have. The model is applied to seven routes affected by the regulation based on data from a leading European Ro-Ro operator. Sensitivity analyses on market share data, cargo values, freight rates, and haulers rates are conducted. Emissions inventories are constructed to assess the environmental efficacy of the SECA regulation. The novelty of the proposed model lies in the examination of the ex-post implications of shutting down a service and the redistribution of transport. Recommendations to mitigate and reverse the negative side-effects of such environmental legislation are proposed.
The literature on liner shipping includes many models on containership speed optimization, fleet deployment, fleet size and mix, network design and other problem variants and combinations. Many of these models, and in fact most models at the tactical planning level, assume a fixed revenue for the ship operator and as a result they typically minimize costs. This treatment does not capture a fundamental characteristic of shipping market behavior, that ships tend to speed up in periods of high freight rates and slow down in depressed market conditions. This paper develops a simple model for a fixed route scenario which, among other things, incorporates the influence of freight rates, along with that of fuel prices and cargo inventory costs into the overall decision process. The objective to be maximized is the line’s average daily profit. Departing from convention, the model is also able to consider flexible service frequencies, to be selected from a broader set than the standard assumption of one call per week. It is shown that this may lead to better solutions and that the cost of forcing a fixed frequency can be significant. Such cost is attributed either to additional fuel cost if the fleet is forced to sail faster to accommodate a frequency that is higher than the optimal one, or to lost income if the opposite is the case. The impact of the line’s decisions on CO2 emissions is also examined and illustrative runs of the model are made on three existing services.
The decarbonisation of shipping has become a high priority on the environmental and political agenda. The prospect of implementing an Emissions Trading System (ETS) for shipping has come to prominence as a proposed mechanism for speeding up the decarbonisation of the industry, with the EU taking proactive action to include shipping within the EU ETS by 2023. This paper analyses and provides a qualitative review of the historical development of the discussions and actions taken at both global level (by the International Maritime Organization (IMO)) and at regional level within the EU. A SWOT analysis of the potential implementation of an ETS for shipping is then presented. The paper concludes that an ETS for shipping can incentivise greater investment in, and deployment of, green technologies that will have the effect of reducing the carbon footprint of the shipping industry. However, the speed and significance of this effect will depend upon the specific shipping market segment and the relative stage in shipping market cycles over time. It is further concluded that despite the imminent unilateral introduction of shipping into the EU ETS, it is important that the IMO continues its work to develop a global ETS that promotes a ‘level playing field’ for competition within the sector and eliminates the risk of carbon leakage.
Hydrogen energy is a promising solution for prompting low-carbon port development. This study introduces two hydrogen utilization strategies: hydrogen consumption-driven strategy (HCDS) and hydrogen storage-driven strategy (HSDS). Using data from a real port and a life-cycle assessment approach, a case study is conducted to compare their economic and ecological performances. The results show that HCDS enhances economic benefits, with an annualized cost of 66.1 million CNY, which is 11% lower than HSDS. Additionally, HCDS is sensitive to electricity prices and grid carbon emission factor. In contrast, HSDS offers superior ecological benefits, with an annualized carbon footprint of 31,300 tons of CO₂, which is 12% lower than HCDS, and is mainly sensitive to purchase prices and emission factors of electricity and hydrogen. This study provides critical insights into the trade-offs between economic and ecological performance under different hydrogen utilization strategies, offering practical guidance for implementing hydrogen energy system applications in ports.
For more than a century, conventional marine vessels spatter the atmosphere with CO2 emissions and detrimental particles when operated by diesel motors/generators. Fuel cells have recently emerged as one of the most promising emission-free technologies for the electrification of ship propulsion systems. In fuel cell-based ship electrification, the entire marine power system is viewed as a direct current (DC) microgrid (MG) with constant power loads (CPLs). A challenge of such settings is how to stabilize the voltages and currents of the ship’s grid. In this paper, we propose a new modified backstepping controller to stabilize the MG voltage and currents. Finally, to study the performance and efficiency of our proposal, we run an experiment simulation using dSPACE real-time emulator.
As Arctic sea ice recedes due to global warming, ship traffic is increasing, posing global climate risks, particularly from black carbon emissions. Emitted by ships burning heavy fuel oil, black carbon accelerates ice melt and contributes to climate change. Despite this urgency regulatory progress on the topic has been slow. The International Maritime Organization has debated Arctic black carbon emissions for over a decade with little advancement. Notably, regulatory efforts on the topic so far have been driven mainly by non-state actors rather than states. However, their regulatory influence is hindered by a critical barrier: a lack of transparency. This article analyses the crucial role of transparency in international law-making, specifically for non-state actors, using Arctic black carbon regulation as a case study. Drawing on semi-structured interviews, the article identifies transparency challenges and suggests recommendations to overcome them, thereby strengthening the role of non-state actors within the regulation.
The Belt and Road Initiative (BRI) entails investments to improve overland (rail) transport between Europe and China. This paper introduces a microscopic Multi-Commodity Flow Service Selection Problem for freight transport under the BRI and provides a decision tool for shippers to make door-to-door service plans. The minimizing objective function considers transportation costs, in-transit inventory costs, and carbon emissions. A series of sampled data of each provincial region of China are collected from Chinese multimodal transport operators. Results show that inland regions are strongly attracted to the rail mode for shipments to Europe. However, the “last mile” (including “first mile”) transport from the shipper to the long-haul transport terminal strongly influences this choice, and carbon emissions are strongly influenced by the available last mile transport links. Under the dual impact of in-transit inventory and carbon emission costs, regions that prefer rail to maritime are much further east than suggested by previous literature.
Led by the UN’s International Maritime Organization (IMO) and the EU, the shipping industry struggles to reduce its greenhouse gas (GHG) emissions to align with the Paris Agreement. Clean Cargo, the leading voluntary buyer–supplier forum for sustainability in the cargo shipping industry, developed some years ago a methodology to calculate and report the GHG emissions from containerships. The recently introduced carbon emission requirements by the IMO and EU have reinforced the members’ interest in a new Clean Cargo reporting mechanism that enables a more effective and efficient monitoring of the decarbonization progress. A better understanding of the user needs accompanied by due consideration to the regulatory environment and the technological advances are key to build this new framework. This paper builds on the case of the Clean Cargo initiative to (1) identify the stakeholders’ expectations and motivations for voluntary disclosure of environmental information, and (2) discuss the governance challenges of voluntary initiatives. A questionnaire was designed and deployed to investigate the current uses of Clean Cargo data and the information sharing among different stakeholders. Voluntary schemes can speed up the decarbonization process by proposing standards accepted by all actors of the global value chain. Clean Cargo members envision reporting on absolute GHG emissions per shipment as the way forward.
The reduction of Greenhouses gasses (GHG) and other air emissions represents a major challenge for ports. The world over, however, ports vary considerably in their efforts to reduce air emissions, and the causes for this variation remain under-researched. This paper examines the drivers for the adoption of air emissions abatement measures in a sample of 93 of the world’s largest ports, covering all continents and mobile emitters. We test five hypotheses with a Linear Probability Model to disentangle the impacts of key port characteristics on the current adoption of abatement measures and identify three key drivers for adoption: Population density, the port landlord business model, and a specialization in servicing container shipping. We also find that ports are more likely to implement specific bundles of measures, in particular combining pricing and new energy sources. Our work has implications for ports, as we suggest that they should coordinate abatement efforts to achieve effectiveness in their work.
Driven by regulatory mandates, International Maritime Organization (IMO) decarbonization targets, market pressure, and evolving societal expectations, the maritime industry is undergoing a fundamental transition towards full decarbonization. This shift has renewed interest in Wind Propulsion Systems (WPSs) as viable propulsion alternatives, reflected in their increasing adoption. However, widespread implementation remains challenging. Each WPS installation design excels under specific conditions, which makes selecting the most cost-effective WPS installation complex. Failure to optimize design and placement can lead to suboptimal fuel savings or unprofitable deployments, limiting industry confidence, and slowing adoption.
To address these challenges, this PhD Thesis presents a novel modelling framework to optimize WPS installation designs by evaluating their cost-benefit trade-offs. The framework identifies the optimal WPS class, design, positioning, and arrangement to maximize fuel savings and emission reductions while minimizing investment costs, tailored to an operator’s specific profile. The study addresses three main objectives: (1) determining the most cost-effective WPS installation design, (2) enhancing industry understanding of WPS performance, and (3) supporting informed decision-making for shipowners and operators.
The results demonstrate that there is no on-size-fits-all WPS solution; instead, each optimal configuration requires a use-case-specific evaluation, accounting for factors such as ship type, route, wind conditions, emissions reduction targets, and operational constraints. However, general trends emerge. Higher emissions reduction ambitions – requiring larger WPS installations — favor high lift-to-drag ratio and lightweight technologies for costeffectiveness. In contrast, low lift-to-drag ratio systems are more sensitive to deck placement and wind conditions due to the resulting hydrodynamic penalties to counteract aerodynamic
forces, though these effects become less significant for lower emissions reduction targets. Installation viability is further constrained by factors such as maximum air draft and cargo space loss due to weight penalties, which may significantly impact economic feasibility.
Optimization of WPS installation design is found to be critical for maximizing economic returns and ensuring fair comparisons across different WPS classes, as each class has unique performance characteristics. The most cost-effective configurations generally involve max imizing unit spacing to reduce aerodynamic interactions and placing units near the hydrodynamic center of lateral resistance to minimize added resistance penalties. Suboptimal designs can extend payback periods by over 150% compared to optimized configurations. Additionally, while WPS-equipped vessels require higher upfront investment, they demonstrate rapid payback periods and strong profitability, particularly in favorable operational and economic conditions.
A critical threshold of limited return on investment is identified for retrofit installations, occurring when additional WPS units no longer yield increased fuel and emissions savings. This is due to hydrodynamic penalties required to maintain yaw moment balance, ultimately offsetting the WPS benefits. This also underscores the need for an optimized deployment strategy to maximize savings while minimizing investment costs, preventing unprofitable installations that could foster skepticism and hinder adoption.
The methods and findings presented in this PhD Thesis provide a foundation for unlocking the full potential of wind propulsion systems, supporting a more sustainable, cost-effective, and decarbonized shipping industry.