The European maritime transport policy recognizes the importance of the waterborne transport systems as key elements for sustainable growth in Europe. A major goal is to transfer more than 50% of road transport to rail or waterways within 2050. To meet this challenge waterway transport needs to get more attractive and overcome its disadvantages. Therefore, it is necessary to develop new knowledge and technology and find a completely new approach to short sea and inland waterways shipping. A key element in this is automation of ships, ports and administrative tasks aligned to requirements of different European regions. One main goal in the AEGIS project is to increase the efficiency of the waterways transport with the use of higher degrees of automation corresponding with new and smaller ship types to reduce costs and secure higher frequency by feeders and provide multimodal green logistics solutions combining short sea shipping with rail and road transport.
Ports are crucial hubs in the functioning of the global economy, and maritime transport is a major emitter of air pollutants. Ports have considerable potential for promoting environmental upgrading in maritime transport and along global value chains more generally, but so far have been only partially successful in doing so. We examine results, limitations and future potential of voluntary initiatives that have been carried out by selected European and North American port authorities, which are considered frontrunners in environmental management. Drawing from the insights of global value chain analysis and organizational theory, we find that low ‘tool implementation complexity’ and high ‘issue visibility’ concerning emissions are key facilitators of environmental upgrading. We suggest that ports can intervene in two main ways to improve the environmental performance of maritime transport beyond their organizational and physical boundaries: by lowering tool implementation complexity through stronger collaboration within global value chains; and by enhancing emission visibility through alliances with cargo-owners and regulators.
Manufacturing companies who ship goods globally often rely on external Logistics Service Providers (LSPs) to manage the containerization and transportation of their freight. Those LSPs are usually required to follow rules when deciding how to mix the goods in the containers, which complicates the planning task. In this paper, we study such a freight containerization problem with a specific type of cargo mixing requirements recurrently faced by an international LSP. We show that this problem can be formulated as a Multi-Class Constrained Variable Size Bin Packing Problem: given a set of items that all have a size and a fixed number of classes for which they can take certain values, the objective is to pack the items in a minimum-cost set of bins while ensuring that the size capacity and maximum number of distinct values per class are not exceeded in any of the bins. We propose two adapted and one novel greedy heuristics, as well as an Adaptive Large Neighborhood Search (ALNS) metaheuristic, to find feasible solutions to the problem. We also provide a pattern-based formulation that is used to obtain lower bounds using a Column Generation approach. Using three extensive datasets, including a novel one with up to 1000 items and 5 classes reflecting real industrial cases, we show that the novel greedy heuristic outperforms the adaptations of the existing ones and that our ALNS yields significantly better solutions than a commercial solver within a mandatory 5-minute time limit. Practical insights are given about the solutions for the industrial benchmark.
The maritime industry is a crucial hard-to-abate sector that is expected to depend on high-energy density renewable liquid fuels in the future. Traditionally, decarbonization pathways have been assessed assuming exogenous cost trajectories for renewable liquid fuels based on an exogenous learning curve. While past studies have looked at the impact of endogenizing learning curves for a specific technology utilizing linear approximation, a fully endogenous direct non-linear implementation of learning curves in a detailed sectoral model (maritime industry) that explores dynamics concerning sensitive parameters does not yet exist. Here, we apply an open-source optimization model for decarbonizing the maritime industry and further develop the model by encompassing a nonconvex mixed-integer quadratically constrained programming approach to analyze the impact of endogenized learning curves for renewable fuel costs following an experience curve approach. We find that global greenhouse gas emissions are significantly lower (up to 25% over a 30 year horizon) when utilizing endogenously modeled prices for renewable fuels compared to commonly used exogenous learning frameworks. Furthermore, we find that conventional modeling approaches overestimate the cost of climate mitigation, which can have significant policy implication related to carbon pricing and fuel efficiency requirements. In a broader context, this emphasizes the potential opportunities that can be achieved if policymakers and companies accelerate investments that drive down the costs of renewable technologies efficiently and thus trigger endogenous experience-based learning in real life.
Studies have indicated that transportation noise is associated with higher cardiovascular mortality, whereas evidence of noise as a risk factor for respiratory and cancer mortality is scarce and inconclusive. Also, knowledge on effects of low-level noise on mortality is very limited. We aimed to investigate associations between road and railway noise and natural-cause and cause-specific mortality in the Danish population. We estimated address-specific road and railway noise at the most (LdenMax) and least (LdenMin) exposed façades for all residential addresses in Denmark from 1990 to 2017 using high-quality exposure models. Using these data, we calculated 10-year time-weighted mean noise exposure for 2.6 million Danes aged >50 years, of whom 600,492 died from natural causes during a mean follow-up of 11.7 years. We analyzed data using Cox proportional hazards models with adjustment for individual and area-level sociodemographic variables and air pollution (PM2.5 and NO2). We found that a 10-year mean exposure to road LdenMax and road LdenMin per 10 dB were associated with hazard ratios (95% confidence intervals) of, respectively, 1.09 (1.09; 1.10) and 1.10 (1.10; 1.11) for natural-cause mortality, 1.09 (1.08; 1.10) and 1.09 (1.08; 1.10) for cardiovascular mortality, 1.13 (1.12; 1.14) and 1.17 (1.16; 1.19) for respiratory mortality and 1.03 (1.02; 1.03) and 1.06 (1.05; 1.07) for cancer mortality. For LdenMax, the associations followed linear exposure-response relationships from 35 dB to 60–<65 dB, after which the function levelled off. For LdenMin, exposure-response relationships were linear from 35 dB and up, with some levelling off at high noise levels for natural-cause and cardiovascular mortality. Railway noise did not seem associated with higher mortality in an exposure-response dependent manner. In conclusion, road traffic noise was associated with higher mortality and the increase in risk started well below the current World Health Organization guideline limit for road traffic noise of 53 dB.
Decisions regarding investments in capacity expansion/renewal require taking into account both the operating fitness and the financial performance of the investment. While several operating requirements have been considered in the operations research literature, the corresponding financial aspects have not received as much attention. We introduce a model for the renewal of shipping capacity which maximizes the Average Internal Rate of Return (AIRR). Maximizing the AIRR sets stricter return requirements on money expenditures than classic profit maximization models and may describe more closely shipping investors׳ preferences. The resulting nonlinear model is linearized to ease computation. Based on data from a shipping company we compare a profit maximization model with an AIRR maximization model. Results show that while maximizing profits results in aggressive expansions of the fleet, maximizing the return provides more balanced renewal strategies which may be preferable to most shipping investors.
Global climate change, which is largely attributed to human activity, is one of the foremost challenges of the 21st century. In recent times, there have been notable alterations in the Earth's climate, resulting in profound impacts on ecosystems and biodiversity. These alterations are caused by greenhouse gas, such as carbon dioxide, methane, and nitrous oxide. Greenhouse gas emissions are caused by practices such as deforestation, industrial operations, and the combustion of fossil fuels in vehicles, vessels, aircraft, and manufacturing facilities. The maritime and aviation industry is currently responsible for approximately 6% of global greenhouse gas emissions. Due to logistical and economic constraints, these industries are heavily reliant on liquid fuels, making direct electrification options unavailable for large parts of these sectors. As a result, these sectors are considered ‘hard to abate’. Understanding the future climate mitigation challenges associated with the maritime and aviation sectors is crucial in shaping effective policy measures, avoiding stranded assets, and preserving the chance to meet Paris Agreement-compatible emission reduction pathways.
This thesis identifies three main challenges and proposes modelling approaches to address them when modelling decarbonization pathways for the aviation and maritime sectors. From these challenges, research gaps have been identified that this PhD thesis aims to fill. Three models have been developed for the thesis: a maritime optimization model, a maritime demand model, and an aviation demand model. The modelling landscape and methodology vary across models, ranging from econometrics and data science to mathematical optimization.
To overcome the challenges and fill in the research gaps, three corresponding modelling approaches have been successfully applied:
1. Developing a holistic decarbonization modelling landscape. This includes life-cycle representations of technology costs and emissions, the upscaling of bottleneck technologies, the availability of sustainable biomass, and consideration of competing demand from other industries, as well as representations of policy levers such as carbon pricing or improvements to fuel efficiency.
2. Developing demand models that interpret the underlying scenario narrative consistently (SSP framework).
3. Improving the representation of technological learning for low-carbon technologies in energy system models.
The findings acquired by applying these three modelling approaches are valuable for energy modellers, climate scientists, and policymakers and offer unique insights into the inherent system dynamics associated with decarbonization of hard-to-abate sectors. Utilizing this modelling landscape reveals that current decarbonization efforts for hard-to-abate sectors are insufficient.
Maritime transportation is an essential pillar of modern societies, serving as the backbone of global trade. The shipping industry relies heavily on fossil fuels, significantly impacting the environment and contributing to climate change. The International Maritime Organization (IMO) has introduced a strategy to reduce greenhouse gas emissions from international shipping and decarbonize the industry to combat this issue. This strategy aims to accomplish energy efficiency gains, transition to alternative fuels, and implement market-based measures.
Various energy efficiency indicators are in use to monitor the performance of ships, both from technical and operational perspectives. Building upon previous research that identified shortcomings in these indicators, this thesis investigates alternative methods of assessing the energy efficiency of ships. Emphasizing the importance of a benchmarking tool, the primary objective of this thesis is to contribute to the policy debate on reducing emissions in international shipping by developing a comprehensive carbon intensity indicator.
The thesis comprises four articles addressing various approaches to monitoring ship carbon emissions. The first article focuses on the influence of weather conditions on a ship’s energy efficiency, thereby contributing to the ongoing discussion on weather correction factors. Using model-based machine learning techniques, this article illustrates the diverse sea conditions encountered, their impact on energy efficiency, and the necessity of accounting for this diversity through multiple correction factors.
The second and third articles introduce and develop the concept of operational cycles for maritime transportation, drawing inspiration from the driving cycles employed in the automotive industry. The second article describes the process of generating operational cycles for the maritime sector as a novel concept. It validates this concept using real-world data obtained from a fleet of container ships. Building upon this foundation, the third article extends the concept by elaborating more comprehensive cycles that better represent real-world indicators.
The fourth article explores voluntary reporting frameworks in the shipping industry. It focuses on the Clean Cargo case and investigates the needs and interests of its members regarding this private initiative and related reporting framework. The discussion revolves around the role of these voluntary frameworks as complementary approaches to regulatory frameworks towards maritime decarbonization.
Based on the methodology developments and analysis through the thesis, the following key findings and recommendations are presented:
• The weather impact on ships’ fuel consumption prevents an accurate and real assessment of ships’ efficiency. Multiple weather correction factors for energy efficiency indicators introduce a novel approach.
• Inspired by the automotive industry, maritime operational cycles improve the assessment of technical and operational aspects of a ship’s energy efficiency. The cycles reduce the variability inherent to energy
efficiency indicators and are suitable as benchmarking tools.
• Although the IMO regulatory framework remains at the core of the maritime decarbonization strategy, regional regulatory frameworks and private initiatives have demonstrated their capacity to enhance industry
practices and facilitate regulatory developments.
This thesis contributes to enhancing carbon emissions monitoring in the maritime industry by introducing new methodologies and assessments. The resulting proposals are designed to enrich ongoing discussions within the IMO and complement the existing regulatory frameworks.
The 76th session of the Marine Environment Committee (MEPC 76) of the International Maritime Organization adopted several mandatory measures in June 2021 to reduce carbon emissions from ships. One of the measures is the carbon intensity indicator (CII), which is the carbon emissions per unit transport work for each ship. Several options of CIIs are available and none of them is chosen to be applied yet. We prove that, at least in theory, requiring the attained annual CII of a ship to be less than a reference value, no matter which CII option is applied, may increase its carbon emissions. Therefore, more elaborate models, combined with real data, should be developed to analyze the effectiveness of each CII option and possibly to design a new CII.